4th Edition Rules

Where any agreement, submission or reference provides for arbitration under the Rules of Singapore Chamber of Maritime Arbitration ("SCMA"), the parties shall be taken to have agreed that the arbitration shall be conducted in accordance with the following Rules, or such Rules as amended by SCMA where amendments take effect before the commencement of the arbitration.

4th Edition Rules

Translations: English | Vietnamese | Chinese | Indonesian | Thai

Note: The translated versions are for guidance only. If there are any discrepancies, the English version shall prevail.

Definitions

1.1

These rules shall be referred to as the "SCMA Rules", or simply the "Rules".

1.2

In these Rules:

"Award" includes any partial, interim, final or additional award.

 

"Chairperson" means the Chairperson of the Singapore Chamber of Maritime Arbitration, or such other person designated by the Chairperson. The office of the Chairperson includes the Chairman or Chairwoman as applicable.

 

"Chamber" means the Singapore Chamber of Maritime Arbitration and includes any of the Chamber’s officers, employees or agents.

 

"Expedited Procedure" means the procedure under Rule 44 and includes a reference to the Small Claims Procedure.

 

"Practice Note" refers to any direction or guideline published by the Registrar from time to time to aid the implementation of these Rules.

 

"Registrar" means the Registrar of the Chamber and includes the Assistant Registrar. The Registrar when acting on behalf of the Chamber shall (unless otherwise excepted by any other provisions of these Rules or by agreement of the parties) be assumed to have full authority to do all things necessary in the implementation of these Rules.

 

"SBC Terms" refers to the terms of the Singapore Bunker Claims Procedure referred to in Rule 46 and maintained by the Singapore Standards Council as amended from time to time.

 

"Schedule of Fees" means the fee schedule maintained by the Chamber which may be amended from time to time.

 

"SEADOCC Terms" refers to the terms of the SCMA Expedited Arbitral Determination of Collision Claims referred to in Rule 45 and maintained by the Chamber which may be amended from time to time.

 

"Secretariat" means the Secretariat of the Chamber and includes the Registrar and Assistant Registrar.

 

"Standard Terms of Appointment" refers to the SCMA Standard Terms of Appointment maintained by the Chamber which may be amended from time to time.

 

"Tribunal" means either the sole arbitrator, or all the arbitrators when more than one is appointed.

 

Scope of Application

2.1

These Rules shall apply to an arbitration agreement whenever parties have so agreed and shall consequently govern the arbitration save that, if any of these Rules conflict with any law of the seat of the arbitration from which the parties cannot derogate, then in such case such applicable law shall prevail.

2.2

Unless otherwise agreed, this edition of the Rules shall apply to an arbitration which commences on or after 1 January 2022.

Notices, Service, Calculation of Periods of Time

3.1

For the purpose of these Rules, any notice or communication shall be in writing and is deemed to have been effectively served and received if it is delivered with proof of delivery or proof of receipt:

 

a. 

to the addressee in person; or

 

b.

to the addressee's habitual residence, place of business or physical mailing address; or

 

c.

to the addressee's designated electronic mailing address; or

 

d.

if none of the above in 3.1a to 3.1c can be found after making reasonable inquiry, then, to the addressee's last-known residence or place of business.

3.2

Any notice or communication shall be deemed to have been received on the date indicated on the proof of delivery or proof of receipt.

3.3

An addressee’s electronic mailing address is deemed to be designated if:

 

a. 

the parties have agreed in writing that correspondence between them is to be sent to such 
electronic mailing address; or

 

b. 

such electronic mailing address has been used habitually and effectively between the parties in the course of business relating to the dispute in which the arbitration is commenced.

3.4

For the purposes of calculating a period of time under these Rules, such period shall begin to run on the day following the day when a notice or communication is delivered. If the last day of such period is an official holiday or a non-business day at the residence or place of business of the addressee, the period is extended until the first business day which follows. Official holidays or non-business days occurring during the running of the period of time are included in calculating the period.

Party Representatives

4.1

Where a party is represented by a lawyer or other agent in connection with any arbitral proceedings, all notices, communications or documents required to be served for the purposes of the arbitral proceedings, together with all decisions, orders and Awards made or issued by the Tribunal, shall be treated as effectively served if served on that lawyer or agent.

4.2

Subject to Rule 4.4, any party may be represented by any authorised representative (whether or not that person is a legal practitioner). The Tribunal may require proof of a representative's authority as it considers appropriate.

4.3 The name and address of each authorised representative shall be notified promptly to the other party or parties, to the Tribunal and to the Secretariat.
4.4

Any change by a party to its authorised representative(s) after the Tribunal has been constituted shall be subject to the Tribunal's approval. Approval may only be withheld if the Tribunal is satisfied that there is a substantial risk that such change might prejudice the conduct of the proceedings or the enforceability of any Award.

Language of Arbitration

5.1

Unless otherwise agreed by the parties, the language of any arbitration that is commenced or conducted under the Rules shall be English.

Notice and Commencement of Arbitration

6.1

Any party referring a dispute to arbitration under these Rules (the "Claimant") shall commence arbitration by serving on the other party (the "Respondent") a written Notice of Arbitration (the "Notice of Arbitration"). The Notice of Arbitration shall include:

  a. a request that the dispute be referred to arbitration;
  b. the identity of the parties, including the identity of their representatives (if any), to the dispute;
  c. a reference to the arbitration clause or any separate arbitration agreement that is invoked, or alternatively, a copy of such clause or agreement;
  d. a reference to the contract out of, or in relation to, which the dispute arises, including any choice of law clause, or alternatively, a copy of such contract;
  e. where a sole arbitrator is to be appointed, the name and contact details of a nominated arbitrator;*
  f. where 3 arbitrators are to be appointed, the name and contact details of the Claimant’s party-appointed arbitrator;*
  g. a brief statement describing the nature of the claim and where possible, an indication of the amount of the claim; and
  h. a statement as to whether the Expedited Procedure in Rule 44 is intended to apply.
 

* The parties should take note of the Expedited Procedure in which its application is assessed at the time fixed for the service of the Response to the Notice of Arbitration (see Rule 44.1, read with Rules 44.10 & 44.11). For prudence, parties may wish to make alternative proposals in both Rules 6.1e and 6.1f, as well as Rules 7.1b and 7.1c respectively.

6.2

At the same time the Notice of Arbitration is delivered to the Respondent, the Claimant shall for the purposes of record send a copy of the Notice of Arbitration to the Secretariat electronically at secretariat@scma.org.sg or such other address as directed by the Registrar by Practice Note. The Notice of Arbitration shall not be invalidated for late or non-compliance with this Rule 6.2.

Response to Notice of Arbitration

7.1

Within 14 days of receipt of the Notice of Arbitration, the Respondent shall serve on the Claimant a written Response to the Notice of Arbitration (the “Response”). The Response shall include:

  a. comments in response to all proposals or statements as contained or required in the Notice of Arbitration including whether the Expedited Procedure in Rule 44 is intended to apply;
  b. where a sole arbitrator is to be appointed, an agreement to the Claimant's nominated arbitrator, or alternatively, the name and contact details of an alternate nominated arbitrator;*
  c. where 3 arbitrators are to be appointed, the name and contact details of the Respondent's party-appointed arbitrator;* and
  d. a brief statement describing the nature of the Respondent's defence and any counterclaim, and where possible, an indication of the amount of any counterclaim.
7.2

At the same time the Response is delivered to the Claimant, the Respondent shall for the purposes of record send a copy of the Response to the Secretariat electronically at secretariat@scma.org.sg or such other address as directed by the Registrar by Practice Note. The Response shall not be invalidated for late or non-compliance with this Rule 7.2.

 

* See footnote to Rule 6.1 above.

Appointment of Tribunal

8.1

Where the parties have neither agreed to a number of arbitrators nor the procedure for appointment, this Rule 8 shall apply subject always to the application of the Expedited Procedure in Rule 44.

8.2

Where the parties have not agreed on the number of arbitrators but have agreed to these Rules, 3 arbitrators shall be appointed

8.3

Where a sole arbitrator is to be appointed, and the parties have been unable to agree on the appointment within 14 days from the date fixed for the service of the Response, the Chairperson shall appoint the sole arbitrator upon the application of any of the parties.

8.4

Where the parties have agreed that 3 arbitrators are to be appointed but have not agreed to the procedure for their appointment:

  a. a brief statement describing the nature of the Respondent’s defence and any counterclaim, and where possible, an indication of the amount of any counterclaim.
  b. the Claimant shall appoint 1 arbitrator at the time of its service of the Notice of Arbitration, and the Respondent shall appoint 1 arbitrator at the time of its service of the Response to the Notice of Arbitration.
  c. Unless the parties expressly agree otherwise, the 2 arbitrators once appointed pursuant to this Rule shall constitute the Tribunal for the time being and may at any time thereafter appoint a third arbitrator so long as this is done before any substantive hearing or without delay if the 2 arbitrators cannot agree on any matter relating to the arbitration.
  d. If the 2 arbitrators cannot agree on any matter relating to the arbitration, and if the 2 said arbitrators do not appoint a third arbitrator within 14 days of one calling upon the other to do so, the Chairperson shall, on application of either arbitrator or of a party, appoint the third arbitrator.
8.5

If the parties have agreed on any special qualifications required of any arbitrator(s) to be appointed, the parties (or the Tribunal pursuant to Rule 8.4d) shall declare such qualifications to the Chairperson at the time of application and the Chairperson shall have regard to such agreement. In any case, where the Chairperson is exercising powers of appointment pursuant to Rule 8, the Chairperson is not obliged to appoint any candidates proposed.

8.6

An appointment service fee as set out in the Schedule of Fees is payable to the Chamber for every appointment made by the Chairperson under this Rule. The parties are jointly and severally liable for payment of the appointment service fee. The parties shall bear the appointment service fee in equal proportions in the first instance. A party applying for the appointment may nevertheless at any time pay the full amount of the appointment service fee and seek recovery of it through its claims in the arbitration.

8.7

Every Tribunal constituted under these Rules shall within 7 days of its appointment inform the Secretariat of its appointment, including the following details:

  a. A brief nature of the dispute;
  b. Identities of the parties;
  c. Counsel (if any); and
  d. Quantum of claim and counterclaim.
8.8

The constitution of any Tribunal under these Rules shall not be impeded by any of these circumstances where in such instances, the Tribunal shall proceed as it considers appropriate:

  a. any dispute with respect to the sufficiency of the Notice of Arbitration or the Response which shall be finally resolved by the Tribunal; or
  b. failure by the Respondent to communicate a Response to the Notice of Arbitration; or
  c. any challenges raised in respect of the jurisdiction of the Tribunal, which shall be resolved by the Tribunal.

Multi-Party Appointment of Tribunal

9.1

Where there are more than 2 parties to the arbitration and a sole arbitrator is to be appointed, the Claimant(s) shall jointly nominate 1 arbitrator and the Respondent(s) shall jointly agree to the Claimant’s nomination, or alternatively, the Respondent(s) may jointly nominate 1 arbitrator as required under Rule 7.1b.

9.2

Where there are more than 2 parties to the arbitration and 3 arbitrators are to be appointed, the Claimant(s) shall jointly appoint 1 arbitrator and the Respondent(s) shall jointly appoint 1 arbitrator as required under Rules 6.1f and 7.1c.

9.3

If the Claimant(s) or the Respondent(s) fail to agree to a sole arbitrator or otherwise fail to convey to the other parties the appointment of their party-appointed arbitrator within 14 days after the date fixed for the service of the last Response to the Notice of Arbitration, the Chairperson shall appoint the arbitrator(s) upon application of any of the parties

Independence and Impartiality of Tribunal

10.1

The Tribunal conducting an arbitration under these Rules shall be, and remain at all times, independent and impartial, and shall not act as advocate for any party.

10.2

A prospective arbitrator shall disclose to any party who approaches the arbitrator in connection with the arbitrator’s possible appointment, or to the Chairperson in case of any approach by the Secretariat in connection with a possible appointment by the Chairperson, any circumstances likely to give rise to justifiable doubts as to the arbitrator’s impartiality or independence.

10.3

An arbitrator, once nominated or appointed, shall disclose any such circumstance referred to in Rule 10.2 above to all parties.

Challenge to Arbitrator

11.1

An arbitrator may be challenged if circumstances exist that give rise to justifiable doubts as to the arbitrator’s impartiality or independence, or if the arbitrator does not possess qualifications agreed to by the parties.

11.2

A party may challenge an arbitrator nominated by it only for reasons of which it becomes aware after the appointment has been made.

Challenge Procedure

12.1

A party who intends to challenge an arbitrator shall deliver to the Tribunal and on the other party or all other parties, whichever is applicable, a Notice of Challenge which shall state the reasons for such challenge.

12.2

The Notice of Challenge shall be delivered to the Tribunal and served within 14 days from the appointment of the arbitrator or within 14 days after the circumstances mentioned in Rule 11.1 became known to that party.

12.3

While the challenge is pending, the Tribunal may continue the arbitration proceedings and make an Award.

12.4

When an arbitrator has been challenged by one party, the other party or parties may agree to the challenge. The arbitrator may also, after the challenge, withdraw from office. However, it is not implied in either case that there has been an acceptance of the validity of the grounds for the challenge. In both cases, the procedure provided in Rule 8 read with Rule 14, shall be used for the appointment of a substitute arbitrator.

Decision on Challenge

13.1

If the other party or parties do not agree to a challenge under Rule 12 and the arbitrator that is challenged does not withdraw, the party who brought the challenge may, after paying the application fee to the Chamber as set out in the Schedule of Fees, refer the matter to the Chairperson for a final decision.

13.2

If the Chairperson agrees to the challenge, a substitute arbitrator shall be appointed or chosen pursuant to the procedure applicable to the appointment of an arbitrator as provided in Rule 8 read with Rule 14.

13.3

The decision of the Chairperson under Rule 13.1 shall not be subject to any appeal.

Appointment of Substitute Arbitrator

14.1

In the event of the death, resignation or removal of any arbitrator, a substitute arbitrator shall be appointed according to the Rules that were applicable to the appointment of the arbitrator that is being replaced.

Proceedings in the Event of the Substitution of Arbitrator(s)

15.1

In the event of the appointment of any substitute arbitrator, the reconstituted Tribunal shall, at its discretion, decide if, and to what extent, prior proceedings shall be repeated before it.

Procedure and Communications

16.1

The parties may agree to any procedural or evidential matter, including the extension or abbreviation of any time limit provided by these Rules, subject always to the Tribunal’s overriding discretion.

16.2

All written communications relating to the arbitration that emanate from the Tribunal to any party, or from any party to the Tribunal, shall be copied to all other parties and all members of the Tribunal.

Case Management Meetings

17.1

The Tribunal may decide at any stage of proceedings that a case management meeting be convened. The purpose of the case management meeting(s) may include:

  a. to enable the parties and the Tribunal to set out the procedure of the arbitration;
  b. to review the progress of the arbitration
  c. to reach agreement so far as possible in preparation for the conduct of any hearing; and
  d. where agreement is not reached on any matter, to enable the Tribunal to give such directions as it thinks fit.
17.2

The Tribunal shall fix the date, time and place of any meeting in the arbitration, and shall provide reasonable notice to the parties prior to the fixing of any meeting.

17.3

A case management meeting may be held in person, by telephone, by video-conference, or in any other manner the Tribunal deems appropriate.

17.4

All meetings shall be in private unless the parties agree otherwise.

Service of Case Statements

18.1

The Claimant shall deliver to the Tribunal and serve on the Respondent, a Statement of Claimant's Case within 30 days after the appointment of the Tribunal.

18.2

The Respondent shall deliver to the Tribunal and serve on the Claimant, a Statement of Respondent's Defence (and Counterclaim, if any) within 30 days after the service of the Statement of Claimant's Case.

18.3

If the Claimant intends to challenge anything in the Statement of Respondent's Defence and/or Counterclaim, the Claimant shall then deliver to the Tribunal and serve on the Respondent, a Statement of Claimant's Reply and, if necessary, Defence to Counterclaim, within 30 days after the service of the Statement of Respondent's Defence.

18.4

No further case statements shall be served without the leave of the Tribunal.

Contents of Case Statements

19.1

Each case statement shall contain the fullest possible details of the party’s claim, defence or counterclaim. It shall therefore:

  a. state the full facts and contentions of the law relied upon;
  b. set out all relief or other remedies sought, together with the amount of all quantifiable claims and detailed calculations;
  c. state full reasons for denying any allegation or statement of the other party or parties; and
  d. state fully its own version of events if a party intends to put forward a version of events different from that given by the other party or parties.
19.2

A case statement shall be signed by, or on behalf of, the party making it.

19.3

All statements referred to in Rules 18 or 20 must be accompanied by all the documents on which that party relies to support its case.

Further Written Statements

20.1

The Tribunal will decide which further written statements, in addition to the case statement(s) already filed, are required from the parties and shall fix the periods of time for delivery and service of such statements.

20.2

All such further statements shall be given to the Tribunal and served on the Claimant or Respondent, whichever is applicable.

Default in Service of Case Statements

21.1

If the Claimant fails within the time specified under these Rules or as may be fixed by the Tribunal to serve its Statement of Case, the Tribunal may issue an order for the termination of the arbitral proceedings or make such other directions as may be appropriate in the circumstances.

21.2

If the Respondent fails to submit a Statement of Respondent’s Defence, the Tribunal may nevertheless proceed with the arbitration and make an Award.

Questionnaire

22.1

Unless the parties agree that the reference is ready to proceed to an Award on the exclusive basis of the written submissions that have already been served, the parties shall complete the Questionnaire in the form set out in Schedule A and it shall be delivered to the Tribunal and the other party or parties within 14 days after the time fixed for the service of the Statement of the Claimant’s Reply.

22.2

The Questionnaire must contain the declaration set out at the end of the document which shall be signed by a properly authorized officer of the party.

Fact Witnesses

23.1

The Tribunal shall require each party to give notice of the identity and designation of any fact witness it intends will give evidence whether by written statement or at a hearing.

23.2

A fact witness who is called to give evidence at a hearing may be questioned by each party or its representative subject to any rulings made by the Tribunal.

23.3

A fact witness may be required by the Tribunal to testify at a hearing under oath or affirmation.

23.4

Subject to such order or direction which the Tribunal may make, the testimony of fact witnesses may be presented in written form, either as signed statements or by statements made under oath or affirmation.

23.5

If a fact witness does not attend a hearing to give oral evidence when called to do so, the Tribunal may place such weight on the witness’ written testimony as it deems fit. The Tribunal shall in any case determine the admissibility, relevance, materiality and weight of the evidence given by any fact witness as it deems fit.

Experts

24.1

No party shall adduce expert evidence without the leave of the Tribunal. Where leave is given, the Tribunal shall require the party adducing expert evidence to give notice of the identity and designation of any expert the party intends will submit evidence or who will be called at any hearing.

24.2

Unless otherwise agreed by the parties, the Tribunal may:

  a. at parties’ cost in such proportion as it deems fit, appoint one or more experts to report to the Tribunal on specific issues; and/or
  b. require a party to give any expert any relevant information or to produce and provide access to any relevant documents, goods or property for inspection by the expert.
24.3

An expert who is called to give evidence at a hearing may be questioned by each party or its representative in such manner the Tribunal deems fit in order to testify on the points in issue.

24.4

Subject to such order or direction which the Tribunal may make, the testimony of an expert may be presented in a report, either as a signed statement or by a statement made under oath or affirmation. The Tribunal shall determine the admissibility, relevance, materiality and weight of the evidence given by any expert as it deems fit.

Hearings

25.1

The Tribunal shall decide if a hearing should be held or if the matter is to proceed on documents only, save that there shall in any event be a hearing so long as any party requests one.

25.2

The Tribunal shall fix the date, time and place of any hearing in the arbitration, and shall provide reasonable notice to the parties prior to the fixing of any hearing.

25.3

A hearing may be held in person, by telephone, by video-conference or in any other manner the Tribunal deems appropriate.

25.4

In the event that a party to the proceedings, without sufficient cause, fails to appear at a hearing of which notice has been given, the Tribunal may proceed with the arbitration and make the Award.

25.5

All hearings shall be in private unless the parties agree otherwise.

Interpreters

26.1

If required, any party may appoint an interpreter with the leave of the Tribunal.

26.2

The interpreter shall be independent of the parties and the party appointing the interpreter shall pay for the interpreter’s fees.

26.3

If the interpreter is appointed by both parties, the fees will be shared by both parties in such proportion as the Tribunal may determine.

Closure of Proceedings

27.1

The Tribunal shall at an appropriate stage declare the proceedings closed and proceed to a final Award. In any event, unless the parties agree or the Tribunal otherwise directs, proceedings shall be deemed to be closed after the lapse of 3 months from the date of any final written submission or final hearing.

27.2

The Tribunal may in appropriate circumstances reopen the proceedings at any time before the final Award is made.

Duty and Powers

28.1

It is the Tribunal’s duty to ensure the fair, expeditious, economical and final determination of the dispute.

28.2

The Tribunal shall have the widest discretion in all matters allowed by the seat of the arbitration while having regard to any agreement between the parties.

28.3

In addition to the powers defined elsewhere in these Rules or any applicable law for the time being in force, the Tribunal shall have power to:

  a. decide all procedural and evidential matters;
  b. extend or abbreviate any time limits provided by these Rules;
  c. allow any party, upon such terms (as to costs and otherwise) as it shall determine, to:
    i. vary or supplement its claims or counterclaims; and
    ii. amend any case statement.
  d. make orders or give directions to any party to provide further information about its case;
  e. conduct such enquiries as may appear to the Tribunal to be necessary or expedient;
  f. order the parties to make any property or thing available for inspection;
  g. order any party to produce to the Tribunal, and to the other parties for inspection, and to supply copies of any documents or classes of documents in their possession, custody or power which the Tribunal determines to be relevant;
  h. order samples to be taken from, or any observation to be made from or experiment conducted upon, any property which is or forms part of the subject matter of the dispute;
  i. receive and take into account such written or oral evidence as it shall determine to be relevant;
  j. make such orders or give such directions as it deems fit; and
  k. proceed with the arbitration and make an Award notwithstanding the failure or refusal of any party to comply with these Rules or with the Tribunal’s written orders or written directions, or to exercise its right to present its case, but only after giving that party written notice that it intends to do so.

Joinder and Related Arbitrations

29.1

If the parties so agree, the Tribunal shall have the power to add other parties (with their consent) to the arbitration and make a single final Award determining all disputes between them.

29.2

Where 2 or more arbitrations appear to raise common issues of fact or law, the Tribunals may direct that the 2 or more arbitrations be heard concurrently or consecutively. Where such an order is made, the Tribunals may give such directions as the interests of fairness, economy and expedition require, including:

  a. that the documents disclosed by the parties in one arbitration shall be made available to the parties to the other arbitration upon such conditions as the Tribunals may determine; and/or
  b. that the evidence given in one arbitration shall be received and admitted in the other arbitration(s), subject to all parties being given a reasonable opportunity to comment upon it and subject to such other conditions as the Tribunals may determine.

Jurisdiction of the Tribunal

30.1

In addition to the jurisdiction to exercise the powers defined elsewhere in these Rules or any applicable law for the time being in force, the Tribunal shall have jurisdiction to:

  a. rule on its own jurisdiction; and
  b. determine all disputes arising under or in connection with the transaction or the subject of the reference, no matter whether such dispute arises before or after the reference was commenced, always having regard to the scope of the arbitration agreement and any question of law arising in the arbitration.

Applicable Law

31.1

The Tribunal shall apply the law designated by the parties as applicable to the substance of the dispute. Failing such designation by the parties, the Tribunal shall apply the law which it considers applicable.

Seat of Arbitration

32.1

The seat of arbitration shall be Singapore unless otherwise agreed by the parties. Where the seat of the arbitration is Singapore, the International Arbitration Act (Chapter 143A) shall apply unless otherwise agreed by the parties.

32.2

An Award made under these Rules shall be deemed to be made in the seat of arbitration.

32.3

Regardless of the seat of the arbitration, all physical hearings and meetings of the arbitration shall by default be held in Singapore save where parties agree otherwise or where the Tribunal otherwise directs.

Decision Making

33.1

Save as provided in Rule 33.2, where a Tribunal has been appointed, any direction, order, decision or Award of the Tribunal shall be made by the whole Tribunal or by a majority. The view of the third arbitrator shall prevail in relation to a decision, order or Award in respect of which there is neither unanimity nor a majority.

33.2

Where a third arbitrator has not been appointed, or if the third arbitrator’s position becomes vacant, the remaining 2 arbitrators if agreed on any matter, shall have the power to make decisions, orders and Awards.

The Award

34.1

Unless otherwise agreed by all parties, the Tribunal shall make its final Award in writing within 3 months from the date on which the proceedings are closed and the Tribunal shall state in the final Award the reasons upon which the Award is based.

34.2

By agreeing to arbitration under these Rules, the parties agree that any Award shall be binding on the parties from the date it is made, and undertake to carry out the Award immediately and without delay.

34.3

Every Award shall state its date and shall be signed by the Tribunal in accordance with Rule 33. If an arbitrator refuses or fails to sign the Award, the signatures of the majority shall be sufficient, provided that the reason for the omitted signature is stated in the Award.

34.4

Members of a Tribunal need not meet in person to sign any Award or to effect corrections. Unless any party requires or the Tribunal in its discretion otherwise decides, an Award may be signed electronically and/or in counterparts and assembled into a single electronic document.

34.5

Where the Tribunal’s fees are not secured or remain outstanding at the time an Award is made or about to be made, the Tribunal shall without delay notify the parties in writing of the outstanding amount of the fees and expenses, and inform that the Award is available to be sent to or for collection (whether electronically or physically) by the parties upon full payment of such amount. The Tribunal shall be entitled to refuse to deliver or release the Award or any copy of it to the parties except upon full payment of its fees and expenses. The Tribunal may in its discretion transmit the Award to the Secretariat and instruct its release to the parties upon full payment of the Tribunal’s fees and expenses, or on such lesser terms the Tribunal may decide.

34.6

If any Award has not been paid for within 1 month from the date of the notification in Rule 34.5, the Tribunal may give written notice to any party requiring payment of any outstanding fees and expenses of the Tribunal. The party that has been given such notice shall be obliged to pay for and collect the Award within 14 days of the notice.

34.7

The Tribunal shall send a copy of any Award to the Secretariat at the time of its transmission to any party, or in any event, within 14 days from the date of such transmission.

34.8

Unless any party by notice in writing informs the Secretariat of its objection to publication within 30 days of the transmission of an Award, the Award may be publicised by the Chamber for academic and professional purposes. The publication will be redacted to preserve anonymity as regards the identity of the parties, of their legal or other representatives, and of the Tribunal.

34.9

Any party may apply to the Chairperson or the Registrar for the authentication or certification of any SCMA Award. The party making such application shall pay the fee as set out in the Schedule of Fees to the Chamber together with any other required cost towards printing, binding or postage or any other related expense before the release of the authenticated Award or certified copy of the Award.

34.10

3 months after the publication of a final Award, the Tribunal may notify the parties of its intention to dispose of the documents and to close the file, and it will act accordingly unless otherwise requested within 21 days of such notice being given.

Currency and Interest

35.1

The Tribunal may make an Award in any currency as it considers appropriate and fair.

35.2

The Tribunal may award simple or compound interest on any sum awarded at such rate or rates and in respect of such period or periods both before and after the date of the Award as the Tribunal considers appropriate and fair.

Additional Award

36.1

Within 30 days after the receipt of an Award, any party, with notice to the other party or parties, may request that the Tribunal make an additional Award as to claims presented in the arbitral proceedings but omitted from the Award.

36.2

If the Tribunal considers the request for an additional Award to be justified and considers that the omission can be dealt with in an additional Award, it shall notify all the parties within 7 days of the receipt of the request that it will make an additional Award, and complete the additional Award within 60 days after the receipt of the request.

Correction of Awards

37.1

Within 30 days of receiving an Award, unless another period of time has been agreed upon by the parties, a party may by notice to the Tribunal request that the Tribunal correct, any errors in computation, any clerical or typographical errors, or any errors of similar nature, in the Award.

37.2

If the Tribunal considers the request justified, it shall make the correction(s) by way of an addendum within 30 days of receiving the request. Any correction shall be notified in writing to the parties and shall become part of the Award.

37.3

The Tribunal may correct any error of the type referred to in Rule 37.1 above on its own initiative within 30 days of the date of the Award.

Settlement and Termination of Proceedings

38.1

The parties shall notify the Tribunal immediately if the arbitration is settled or otherwise terminated, and where applicable, the parties shall make provision in any settlement for the payment of the costs of the arbitration.

38.2

If the parties agree on a settlement of the dispute before the final Award is made, the Tribunal shall either issue an order for the termination of the arbitral proceedings or, if requested by both parties and accepted by the Tribunal, record the settlement in the form of an Award made by consent. The Tribunal is not obliged to give reasons in an Award made by consent.

38.3

If the continuation of the arbitral proceedings becomes unnecessary or impossible for any reason not mentioned in Rule 38.1 above, the Tribunal shall inform the parties of its intention to issue an order for the termination of the proceedings. The Tribunal shall have the power to issue such an order unless a party raises justifiable grounds for objection within 30 days after the Tribunal has made its intention known.

38.4

Unless a party requires, or the Tribunal in its discretion otherwise decides, copies of the order for termination of the arbitral proceedings or of the Award made by consent may be signed by the Tribunal electronically and/or in counterparts. The Tribunal shall be entitled to refuse to deliver or release the Award made by consent or the order for termination in the same manner as an Award described in Rule 34.5. The Tribunal may in its discretion transmit the order for termination or Award made by consent to the Secretariat and instruct its release to the parties upon full payment of the Tribunal’s fees and expenses, or on such lesser terms the Tribunal may decide.

38.5

The Tribunal shall send a copy of any Award made by consent or order for termination to the Secretariat at the time of its transmission to any party, or in any event, within 14 days from the date of such transmission.

Costs of Arbitration and Legal Costs

39.1

The Tribunal shall specify in the final Award, the costs of the arbitration, and decide the proportion in which the parties shall bear such costs.

39.2

The “costs of the arbitration” shall include:

  a. the fees and expenses of the Tribunal; and
  b. the costs of any expert appointed by the Tribunal and any other assistance reasonably required by the Tribunal.
39.3

The Tribunal has power to order in any Award that all or part of the legal or other costs of one party shall be paid by another party. The Award shall fix such costs or direct that the costs be assessed by the Tribunal if not agreed by the parties.

39.4

When deciding which party shall bear the costs of the arbitration and the legal or other costs of the parties, and the amounts of all such costs, the Tribunal may take into account any unreasonable refusal by a party to participate in mediation and/or accept any settlement offers that were made. Any party may before a final Award is made, provide notice of any settlement offer that has been made in the course of proceedings and the disclosure of such settlement shall be made in accordance with the Tribunal’s directions.

Tribunal's Fees and Expenses

40.1

The parties shall be jointly and severally liable for all fees and expenses incurred by the Tribunal in discharging its duties when appointed in accordance with these Rules.

40.2

Unless an arbitrator and the parties otherwise agree, an arbitrator appointed under these Rules and the parties are deemed to have agreed to the Standard Terms of Appointment.

40.3

The Tribunal members may in their discretion require interim payment of each member's fees and expenses at appropriate intervals including in accordance with the Standard Terms of Appointment, if they apply. Any such demand for payment shall be addressed to the parties and shall be copied to all other members of the Tribunal.

40.4

If any amount due under Rule 40.3 remains unpaid for more than 28 days after payment has been demanded, the arbitrator in their sole discretion may give written notice to the parties and other arbitrators that they will resign from their appointment if such amount still remains unpaid for 14 days after such notification. Without prejudice to ultimate liability for the fees in question, any party may prevent such resignation by paying the amount demanded within the said 14 days. Upon any resignation under this Rule, the arbitrator will be entitled to immediate payment of their fees to date and the arbitrator shall be under no liability to any party for any consequences of the resignation. The Tribunal may abbreviate or extend the time periods provided for under this Rule 40.4 if it considers it appropriate to do so.

Security for Tribunal's Fees and Expenses

41.1 A Tribunal is entitled to reasonable security for the costs of arbitration. If a Tribunal exercises the right to request security, it shall advise the parties of its total estimated costs of the arbitration or up to any stage in respect of which security for its costs is required. The Tribunal shall take into account any Practice Note issued in accordance with this Rule when estimating and fixing the amount of security that is requested.
41.2 The Tribunal shall have discretion as to when and which party shall provide security for the costs of arbitration and in what proportion. If a party fails to provide security within a reasonable time set, any other party will be given 14 days’ notice in which to provide it, failing which, the Tribunal may suspend the arbitration or vacate any hearing dates previously fixed.
41.3 Any security provided or payment made in accordance with these provisions shall be without prejudice to ultimate liability as between the parties for the costs of arbitration, and to the parties’ joint and several liability to the Tribunal until all outstanding fees and expenses have been paid in full.
41.4 The Tribunal may order that any security provided or paid in accordance with these provisions shall be held by the Chamber under Rule 42 or under such other arrangement as agreed by the parties.

Fund Holding

42.1

The Tribunal in its discretion may direct that the parties, or the parties by agreement may, engage the Chamber’s fund holding service the fees for which shall be set out in the Schedule of Fees. The Secretariat shall administer the fund holding service in accordance with any Practice Note issued under this Rule.

Adjournment

43.1

If a hearing is for any reason adjourned part-heard, the Tribunal will be entitled to an interim payment, payable by the parties in equal shares or otherwise as the Tribunal may direct, in respect of any fees and expenses already incurred.

Expedited Procedure

44.1

Application
The Expedited Procedure set out in this Rule 44 shall apply to any dispute referred under these Rules where:

  a. at the time fixed for the service of the Response to the Notice of Arbitration, the aggregate amount of the claim and counterclaim (if any) in dispute is equal to or less than US$300,000 (excluding interest and costs); or
  b. the parties agree in writing that their dispute shall be dealt with under this Rule.
44.2

Time Abridgment
For the purposes of service of the case statements referred to in Rule 18, the time limit for each statement shall be reduced to 14 days.

44.3

Summary Determination
The Tribunal shall as soon as practicable after its appointment, proceed to give directions for the determination of the matters in issue summarily.

44.4 Unless the Tribunal so requires, there shall be no oral hearing. The oral hearing if so directed shall be held for arguments only and the Tribunal may allocate and limit the time for such a hearing.
44.5 Unless the Tribunal requires the production of any document or class of documents it considers relevant for the determination of the matters in dispute, no party may seek any order for the production of evidence, further particulars or interrogatories.
44.6 The Tribunal may draw such inferences from any document disclosed or not disclosed as the Tribunal deems appropriate.
44.7

Time for Making Award
The Tribunal shall issue the Award within 21 days either from the date of receipt of all parties’ case statements or, if an oral hearing is fixed, from the close of the oral hearing.

44.8

Brief reasons shall be given in an Award made under this Expedited Procedure.

44.9

Appointment of Arbitrator
A dispute proceeding under this Expedited Procedure shall be heard by a sole arbitrator and Rule 8.3 shall apply.

44.10 Where Rule 44.1a applies, any appointment of a party-appointed arbitrator under Rules 6.1f and 7.1c shall be deemed to be a notice of nomination under Rules 6.1e and 7.1b.
44.11 Where Rule 44.1a does not in fact apply, then any nomination by a party of an arbitrator for appointment as sole arbitrator under Rules 6.1e and 7.1b shall be deemed to be notice of its appointment of a party-appointed arbitrator under Rules 6.1f and 7.1c respectively.
44.12 The fees of any arbitrator hearing a dispute under the Expedited Procedure shall be capped at the amount set out in the Schedule of Fees.
44.13

Costs
The Tribunal may order that all or part of the legal or other costs of one party shall be paid by another party but the amount of such costs to be paid by that other party shall not exceed the amount set out in the Schedule of Fees.

44.14

Applicability of Rules
Save as expressly provided for or modified by this Rule 44, all other provisions of the Rules shall apply mutatis mutandis to any arbitration under the Expedited Procedure.

SCMA Expedited Arbitral Determination of Collision Claims (SEADOCC Terms)

45.1 Parties seeking a determination of a dispute arising out of a collision may agree to refer the dispute to the SEADOCC Terms.
45.2 The fees and costs of an arbitrator appointed under the SEADOCC Terms will be shared equally between the parties regardless of the outcome of the SEADOCC arbitration. The parties shall be jointly and severally liable for payment of all the costs of arbitration.

Singapore Bunker Claims Procedure (SBC Terms)

46.1

Whether by agreement to these Rules or otherwise, the parties to any contract for the sale and/or supply of bunkers may agree that the Singapore Bunker Claims Procedure (SBC Terms) as maintained by the Singapore Standards Council shall apply to any or all disputes arising out of or in connection with the contract for the sale and/or supply of bunkers.

46.2

Where a dispute arises from any contract for the sale and/or supply of bunkers, and the claim and counterclaim do not exceed SGD 100,000, the Registrar may upon the application of a party direct that the dispute be resolved under the SBC Terms.

Confidentiality

47.1

The parties and the Tribunal, as well as the Chamber, shall at all times treat all matters relating to the arbitration (including the existence of the arbitration) and the Award as confidential save for the matters in Rule 47.2.

47.2

A party, any arbitrator, as well as the Chamber shall not, without the prior written consent of the other party or the parties, as the case may be, disclose to a third party any matter relating to proceedings under these Rules except:

  a. for the purpose of making an application to any competent court;
  b. for the purpose of or in relation to an application to the courts of any State to enforce the Award;
  c. pursuant to the order of a court of competent jurisdiction;
  d. in compliance with the provisions of the laws of any State which is binding on the party making the disclosure;
  e. in compliance with the request or requirement of any regulatory body or other authority which, if not binding, nonetheless would be observed customarily by the party making the disclosure; or
  f. to institute or defend any suit arising out of the arbitration proceedings.
47.3

The Chamber may, upon the application of a party in respect of a request under Rule 47.2, and with the consent of the Tribunal, issue a certificate certifying the existence and status of the arbitral proceedings upon payment of the fee to the Chamber as set out in the Schedule of Fees.

Exclusion of Liability

48.1

The Tribunal and the Chamber shall not be liable to any party for any act or omission in connection with any arbitration conducted under these Rules.

48.2

After the final Award has been made and the possibilities of correction and additional Awards have lapsed or been exhausted, neither the Tribunal nor the Chamber shall be under any obligation to make any statement to any person about any matter concerning the arbitration, and no party shall seek to make any arbitrator or the Chamber a witness in any legal proceedings arising out of the arbitration.

Waiver

49.1

Any party which is aware of non-compliance with these Rules and yet proceeds with the arbitration without promptly stating its objection to such non-compliance shall be deemed to have waived its right to object.

Purposive Approach to Rules

50.1

In relation to any matters not expressly provided for in these Rules, the Tribunal, Chairperson and Registrar shall act in accordance with the spirit of these Rules.

Singapore Bunker Claim Procedure

Note: The Singapore Bunker Claims Procedure is reproduced from SS 600:2022 with permission of Enterprise Singapore.
All rights reserved by Enterprise Singapore.
SS 600:2022 can be purchased from the Singapore Standards eShop at: www.singaporestandardseshop.sg

Extracted from Annex T of SS 600:2022 (Informative)
 

Resolution of Disputes

T.1 This standard provides a basis that they may be used in the resolution of disputes relating to the supply of bunkers through arbitration in accordance with the Singapore bunker claims procedure (SBC Terms) or other means.
T.2 In the event of any dispute in respect to the quantity of bunkers delivered, a copy of each of the notes of protest raised by the bunker tanker and the vessel, together with a copy of the BDN, shall be sent to the “Executive Director, Singapore Shipping Association” within 14 days after the bunker delivery.
T.3 In the event of any dispute in respect of the quantity of bunkers delivered, a copy of the complaint with a copy of the BDN should be lodged with the “Executive Director, Singapore Shipping Association” within 30 days (or such extended periods as may be agreed between the parties) after the bunker delivery.
T.4

Upon receiving a copy of the note of protest or the complaint from any one of the two parties involved, within 14 days of lodging the dispute, the Singapore Shipping Association (SSA) shall advise parties to consider any dispute resolution clause in their contract. Additionally, SSA shall recommend that the parties may settle the dispute through good faith negotiations or mediation. SSA shall also advise the parties of the option to submit their dispute to arbitration at the Singapore Chamber of Maritime Arbitration (SCMA) under the Singapore Bunker Claims Procedure. The parties shall inform SSA, on the choice of action(s).

If a fraud case is suspected, SSA shall recommend each party to lodge a police report.

A copy of the correspondence shall be extended to the Officer-in-Charge, Standards and Investigation - Marine Fuel Department of MPA, for information.

T.5 If both parties agree to settle their dispute through arbitration at the SCMA, the findings of the proceedings will be made available to the MPA, for information:
T.6
The following is an example of an arbitration clause:
 
"Any disputes arising out of or in connection with this contract, including any question regarding its existence, validity or termination, shall be referred to and finally resolved by arbitration seated in Singapore at the Singapore Chamber of Maritime Arbitration in accordance with the Singapore Bunker Claims Procedure current at the commencement of the arbitration which terms are deemed to be incorporated by reference in this clause."

 

Extracted from Annex U of SS 600:2022 (Informative)  
U.1

Application

 

  U.1.1 The Singapore bunker claims procedure (SBC terms) shall apply to all disputes arising out of or in connection with any contract for the sale and/or supply of bunkers, where the contracting parties, expressly provide for or submit their dispute for arbitration under the SBC terms. By agreeing to the SBC terms, the parties agree that the International Arbitration Act (Cap 143A) shall apply  
  U.1.2 An exchange of correspondence signifying an agreement between the parties to submit to arbitration under the SBC terms shall be sufficient to constitute a submission of dispute for arbitration under U.1.1 of this Annex.  
U.2

Definitions

 

    In SBC Terms:
"MPA" refers to the Maritime and Port Authority of Singapore.
"Registrar" refers to the Registrar of the SCMA and includes the Assistant Registrar.
"SCMA" refers to the Singapore Chamber of Maritime Arbitration.
"SSA" refers to the Singapore Shipping Association.
"The Panel" refers to the SCMA Panel of Arbitrators.
"Tribunal" refers to to either a sole arbitrator or all the arbitrators where more than one is appointed.
 
U.3

Commencement

 

  U.3.1

Any party referring a dispute to arbitration under these SBC terms (the “Claimant”) shall commence arbitration by serving on the other party (the “Respondent”) a written Notice of Arbitration.

The Notice of Arbitration shall include:
a) A request that the dispute be referred to arbitration;
b) Full names and addresses of parties and their representatives;
c) Full particulars of the arbitrator or arbitrators, if agreed upon;
d) Particulars of the terms of contract and any reference to an agreement to arbitration;
e) Date of delivery and date on which delivery should have been made, if applicable, and the identities of any vessels involved;
f) Description of the dispute, namely, if it arises out of:
- A dispute on quantity or quality of the bunkers; or
- A failure to deliver, a late delivery, or non-payment or any other dispute from the sale or supply of bunkers; and
g) Estimated amount of claim.

 
  U.3.2 Every Notice of Arbitration shall be accompanied by the arbitration fee under U.9 in this Annex.  
U.4

Expedited Arbitration

 

  U.4.1
 The Registrar shall within seven days upon receipt of the Notice of Arbitration, set a timetable for filing and service of documents. Unless otherwise fixed by the Registrar, the arbitration shall be conducted on an expedited basis and the following timetable shall apply:
a) Points of Claim to be filed within 14 days of the date of the Registrar’s notification of its receipt of the Notice of Arbitration;
b) Points of Defence and Counterclaim to be filed within 14 days of service of Points of Claim; and
c) Points of Reply and Defence to Counterclaim, if any, to be filed within 14 days of service of Points of Defence and Counterclaim.
 
  U.4.2
Points of Reply and Defence to Counterclaim, if any, to be filed within 14 days of service of Points of Defence and Counterclaim.
 
  U.4.3
In the absence of any agreement by the parties on the number of arbitrators, the Registrar shall appoint a sole arbitrator from the Panel.
 
U.5

Summary Proceedings

 

  U.5.1
 For the expeditious disposal of claims, any party may, at the time or after the Notice of Arbitration is filed, but before agreement on the appointment of a Tribunal, request that the dispute be disposed of summarily.
 
  U.5.2
The request for summary proceedings shall be in writing and a copy of the request shall be served on all other parties to the dispute.
 
  U.5.3
Upon receipt of the request for summary proceedings, the Registrar shall fix a date not later than 21 days from the date of receipt of the request for summary hearing of the dispute and shall inform all parties accordingly. The Registrar shall at the same time inform the parties whether the summary proceedings will be conducted by the Registrar or by another person appointed by the Registrar.
 
  U.5.4
Any party may, not later than five clear days before the date for the summary hearing, submit to the Registrar or the person appointed by the Registrar any documents relied on, together with written submissions. Copies of such documents or submissions shall be served at the same time on all other parties to the summary proceedings.
 
  U.5.5
At the summary hearing, the Registrar, or the Tribunal so appointed, is empowered, upon hearing oral arguments and/or upon considering the documents and/or written submissions submitted by any party in accordance with this rule, to make an award or dismiss the claim(s). For this purpose, the Registrar or the person appointed by the Registrar shall constitute the Tribunal and have all the powers of an arbitrator or an arbitral tribunal under the SBC terms and the laws of Singapore, and any decision of the Registrar or the person appointed by the Registrar shall have effect as a decision of such an arbitrator or arbitral tribunal.
 
  U.5.6
This rule shall not apply where:
a) The amount of claim or counterclaim exceeds or is likely to exceed SGD100,000, unless the parties agree otherwise; and/or
b) In the opinion of the Registrar, it is not possible for a decision to be reached within five days of the summary hearing.
 
  U.5.7
Where after summary proceedings have been held and the Registrar or the Tribunal, as the case may be, is of the view that the dispute cannot be disposed of summarily, the arbitration may continue on an expedited basis as set out in U.4.
 
U.6

Powers

 

   
Without prejudice to any other powers granted elsewhere in these terms or by virtue of any applicable law, the Tribunal acting under these terms shall have the powers to:
a) Determine the rules of law governing or applicable to the contract or issues between the parties;
b) Allow other parties to join in the arbitration with their express consent and make a single final award determining all disputes between them;
c) Allow any party, upon such terms (as to costs or otherwise) as it shall determine, to amend claims and counterclaim;
d) Extend or abbreviate any time limits provided by these provisions or by its directions;
e) Conduct such enquiries as may appear to the Tribunal to be necessary or expedient;
f) Order the parties to take samples or make any property or thing available for inspection by the Tribunal or any expert, in their presence;
g) Order the preservation, storage, sale or other disposal of any property or thing under the control of any party;
h) Order any party to produce to the Tribunal, and to the other parties for inspection, and to supply copies of, any documents or classes of documents in their possession or power which the Tribunal determines to be relevant;
i) Allow, refuse or limit the appearance of witnesses, whether witness of fact or expert witnesses;
j) Proceed with the arbitration and make the award, notwithstanding the failure by any party to submit any document or to avail itself the opportunity to present its case; and
k) Direct parties to present a statement of agreed facts which are not in dispute but are relevant to the claim and/or counterclaim and to stipulate a time period for compliance with its directions.
 
U.7

Hearing

 

  U.7.1
Proceedings under the SBC terms shall proceed on the basis of documents, written submissions or oral arguments.
 
  U.7.2
 No oral evidence shall be presented under the SBC terms unless the Tribunal requests.
 
  U.7.3
Any hearing may be held at the SCMA, virtually, or by such other platform the Tribunal may direct.
 
U.8

Award

 

  U.8.1
An award shall be in writing and the Tribunal shall state brief reasons for its decisions for the award.
 
  U.8.2
The Tribunal may also award:
a) damages for delay caused by any vessel;
b) interests at such rate as they deem fit, whether on simple or on compound basis; and
c) costs.
 
  U.8.3
An award shall be final, binding and enforceable in accordance with its terms. Any right of appeal to a Court of Law is expressly excluded.
 
  U.8.4
The Tribunal shall make an award within 14 days after the hearing or from the final date when all documents or submissions are made, whichever is the later.
 
  U.8.5
An award made by the Tribunal shall be delivered to the Registrar who shall transmit certified copies to the parties and the MPA.
 
  U.8.6
U.8.5 shall not apply in respect of disputes arising out of any contract for the sale and/or supply of bunkers outside the port of Singapore.
 
U.9

Fees

 

   
Applicable fees payable shall be in accordance with the Schedule of Fees current at the commencement of the arbitration. Such fees are payable by the Claimants in the first instance but may be recoverable in accordance with the terms of the Award.
 
U.10

Arbitrators

 

   
An arbitrator appointed under the SBC terms shall be from the Panel.
 
U.11

General

 

  U.11.1
In all matters not expressly provided for in these terms, the Registrar and the Tribunal shall act in the spirit of these terms and shall make every reasonable effort to ensure that the disputes are resolved expeditiously and fairly, and the awards, legally enforceable.
 
  U.11.2
These terms are designed to provide a simplified, quick and inexpensive procedure for the resolution of disputes arising out of the sale and/or supply of bunkers or where the claim or any counterclaim does not exceed SGD 100,000 or where only straightforward issues are involved in the dispute. Where the claim and/or counterclaim exceeds SGD 100,000 or where complex issues are involved, the Registrar may (and if the parties agree, shall) direct that the dispute be resolved by full arbitration in accordance with the SCMA Rules current at the time of the commencement of arbitration.
 
  U.11.3
These provisions may be amended from time to time on the advice of the SSA and the concurrence of the MPA, but the SBC terms applicable to the dispute shall be the SBC terms in force at the time the Notice of Arbitration is served on the Registrar under U.3.1 of this Annex.
 

 

The Terms

1. These Terms relate to the maritime arbitration procedure referred to herein, which will be governed exclusively by the Singapore Chamber of Maritime Arbitration (the SCMA).
2. This procedure will be known as the SCMA Expedited Arbitral Determination of Collision Claims ("SEADOCC") and these Terms may be referred to as (the SEADOCC Terms).
 

Objective

3. SEADOCC aims to provide a fair, timely and cost-effective means of determining liability for a collision in circumstances where it has not been possible or appropriate to reach such an apportionment of liability using other means of dispute resolution.
4. The purpose of arbitration under these Terms ("the SEADOCC Arbitration") is to provide a binding decision on liability ("the Liability Award") for a collision between two or more ships ("the Collision") by a single appointed Arbitrator ("the Arbitrator").
5. The Arbitrator will be appointed jointly by each Party to the dispute arising out of the collision (together "the Parties"). It is a condition precedent of the Parties taking part in SEADOCC that they agree in writing to the identity and appointment of the Arbitrator and commencement of a SEADOCC Arbitration.
6. By agreement between the Parties, the Arbitrator may also be called upon to review the quantum of the inter-ship claims and, pursuant to an agreement on the apportionment of liability between the Parties or a Liability Award under these Terms, provide a final and binding Award on the payment to be made on the balance of claims from one Party to the other ("the Settlement Award").
7. The Parties will be free to appoint any person as an Arbitrator. It is envisaged that this would be someone with legal or practical experience in dealing with claims arising from collisions between vessels, drawn from the maritime community in Singapore. The SCMA will maintain a list of Arbitrators ("the SEADOCC Panel") who have taken part in SEADOCC Arbitration and produced at least one Liability Award as defined herein.
8. The Parties hereby agree that the determination of the apportionment of liability and, where agreed between the Parties, the assessment of inter-ship claims arising out of the Collision will be conducted under the SEADOCC Terms, rather than in accordance with the procedure of the Courts of any jurisdiction. The SEADOCC Terms may however be varied by agreement between the Parties.
9. The juridical seat of the SEADOCC Arbitration shall be Singapore. Unless the parties agree to the contrary, the dispute shall be determined according to Singapore law.
10. The SEADOCC Terms shall govern the SEADOCC Arbitration save that if any of these Terms is in conflict with a mandatory provision of the International Arbitration Act (Cap 143A) and any statutory re-enactment thereof in Singapore ("the Act"), from which the Parties cannot derogate, such provisions shall prevail.
11. The SCMA will not be liable for any claims or disputes arising out of the appointment of any Arbitrator, whether chosen from the SEADOCC Panel or not. The Parties will make any such appointments at their own risk.
 

Initial Assessment

12. As soon as possible following the appointment of the Arbitrator, he or she will hold an initial meeting or telephone conference with the Parties to establish the nature of their dispute, the broad issues involved, the likely level of documentation and the service they require.
13. Based on this, the Arbitrator will provide an estimate of his or her likely costs for providing the Liability Award and/or Settlement Award. This will be indicative only and will not be binding on the Arbitrator.
 

Engagement Letter and Options

14.
On appointment, the Arbitrator will provide the Parties with an engagement letter ("the Engagement Letter") clearly setting out his or her hourly rates and terms and conditions which shall be no greater than his or her usual hourly rates.
15. The Arbitrator may also seek a letter of comfort or security from the Parties’ respective P&I insurers or such other body as the Arbitrator shall consider satisfactory, confirming that these insurers shall in the first instance be jointly and severally liable for settling the Arbitrator’s Costs as defined herein.
 

Early Settlement

16. If the Parties settle their dispute at any stage following the appointment of the Arbitrator (“an Early Settlement”), they will inform him or her as soon as reasonably possible.
17. The Arbitrator will be entitled to the costs and expenses of any work conducted prior to and up to the date of an Early Settlement in accordance with the Engagement Letter.
 

Submissions

18.

The Parties shall each within 14 days of the Arbitrator’s appointment provide him or her with the following documents and information (collectively “the Evidence”):
a. A summary of the background facts of the case set out on no more than six pages of A4 paper.
b. A maximum of one lever arch file of key documents (“The Arbitration Bundle”), which may be provided in electronic form, such as:

  1. Navigation charts;
  2. Deck and engine logbook extracts;
  3. Deck and engine bell books;
  4. Engine data logger records;
  5. Course recorder extracts;
  6. Weather forecasts and reports; if relevant
  7. STCW Crew certificates for those officers and ratings involved in the incident;
  8. Any photographs or notes made by the witnesses;
  9. Other ship’s documents or records which may be relevant to the case;
  10. Any key advices provided to the Parties by their legal advisors;
  11. Any criminal or civil reports by national maritime administrations;
  12. Any surveyors’ reports; and/or
  13. Any available AIS data.

c. Copies of any ECDIS or VDR/SVDR data, including playback software, from the respective Ships.

19. The Parties will promptly after provision of the Evidence to the Arbitrator make appropriate arrangements for the simultaneous exchange of their Arbitration Bundles.
20. The Arbitrator will review the Evidence and determine whether there is any additional information or documentary evidence (“Additional Evidence”) which might assist him or her in making the Liability Award. It is envisaged that this initial review would be conducted within 14 days of the Parties providing to the Arbitrator their Arbitration Bundles. The Arbitrator will then provide a written list of any such Additional Evidence to the Parties.
21. The Parties shall within 14 days of the Arbitrator’s written request provide such Additional Evidence as he or she may request. Neither Party shall be obliged to provide such Additional Evidence to the Arbitrator, but the Arbitrator may draw whatever inference he or she considers appropriate in the circumstances from any failure to do so.
22. Where Additional Evidence is provided to the Arbitrator, the Parties will at the same time serve on each other an identical copy of their respective Additional Evidence. The Parties will make appropriate arrangements for the simultaneous exchange of such Additional Evidence.
23. The Arbitrator will then prepare a draft Liability Award in writing, with reasons (“the Draft Award”) on the apportionment of liability for the Collision, which he will provide to the Parties for their consideration.
24. The Parties agree that once such a Draft Award has been published they will be bound to obtain a final written Liability Award from the Arbitrator, subject to the Parties achieving an Early Settlement and regardless of whether they provide further written submissions in response to the Draft Award as set out below.
25. The Draft Award will normally be available to the Parties within six weeks after the Parties have provided such Additional Evidence as the Arbitrator may require.
26. The Parties shall within 21 days of receiving the Draft Award provide to the Arbitrator any further written submissions they may have, on not more than four pages of A4 paper, in response to the Draft Award.
27. Where the Parties provide further written submissions to the Arbitrator, the Parties will promptly make appropriate arrangements for the simultaneous exchange of such further written submissions.
28. The Arbitrator will then prepare his or her Liability Award with reasons on the apportionment of liability for the collision. The Liability Award will normally be available to the Parties within four weeks after the Parties have provided their further written submissions in response to the Draft Award.
29. It is envisaged that the timescale from the appointment of the Arbitrator to the publication of the Liability Award will be no longer than five months, and hopefully shorter than this, subject to any exceptional circumstances.
 

Inter-ship Claims and Settlement

30. By agreement between the Parties, the Arbitrator may also provide a Settlement Award on the payment to be made on the balance of inter-ship claims arising out of the Collision from one Party to the other.
31. The Arbitrator shall make such directions and orders as he or she considers necessary to obtain evidence on claims (“the Quantum Evidence”) including invoices, vouchers and payment receipts. Having reviewed the Quantum Evidence, the Arbitrator will then provide a Settlement Award.
32. The Liability Award and any Settlement Award will be final and binding on the Parties. The Liability Award and any Settlement Award shall each have the force of an Arbitration Award made under the Act.
 

Costs and Fees

33. The Arbitrator will be entitled to charge the rates set out in the Engagement Letter for work carried out in preparing a Liability Award or Settlement Award as described in these Terms.
34. The costs of the Arbitrator (“the Arbitrator’s Costs”) will be shared equally between the Parties regardless of the outcome of the SEADOCC Arbitration. The Parties shall be jointly and severally liable for payment of all the Arbitrator’s Costs. Payment will be made promptly within 30 days of receiving his or her invoice. Thereafter the Arbitrator shall be entitled to charge interest at 5% per annum on any unpaid Arbitrator’s Costs.
 

File Closure

35. Three months after the publication of the Liability Award and/or Settlement Award (as appropriate) the Arbitrator shall notify the Parties of his or her intention to dispose of the Evidence and any other documents and to close the file. He or she will act accordingly unless otherwise requested by either Party within 21 days of such notice being given.
 

Law and Jurisdiction

36. Any dispute arising under these Terms shall be subject to Singapore Law and the exclusive Jurisdiction of the Singapore Courts.

Expedited Procedure Fees/Costs (SCMA Rules 4th Edition)

The 4th Edition of the SCMA Rules contains an expedited procedure (Rule 44) for claims that do not exceed USD 300,000 excluding interest and costs. Under this expedited procedure, there is a cap on fees for arbitrators and recoverable legal costs as follows.

Arbitrator's Fees

The fees of any arbitrator hearing a dispute under the Expedited Procedure shall be capped at USD 10,000 in circumstances where the aggregate claims and counterclaims are up to or equal to USD 200,000. Where the aggregate claims and counterclaims are up to or equal to USD 300,000, the fees of any arbitrator shall be USD 10,000 plus 5% of the amount by which the claims exceeds USD 200,000.

Costs

The Tribunal may order that all or part of the legal or other costs of one party shall be paid by another party but the amount of such costs to be paid by that other party shall not exceed USD 15,000 in circumstances where the aggregate claims and counterclaims are up to or equal to USD 200,000. Where the aggregate claims and counterclaims are up to USD 300,000, the costs shall be USD 15,000 plus 5% of the amount by which the claim exceeds USD 200,000.

Practice Notes